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The Third Way



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Crime & Public Safety
Community Policing

PPI | Policy Report | February 15, 2000
Eliminating Racial Profiling
A Third Way Approach
By John D. Cohen, Janet Lennon, and Robert Wasserman

Introduction

Until recently, African-American drivers on the New Jersey Turnpike stood a much greater chance than white drivers of being stopped by the State Police for a random drug search. This practice--an example of racial profiling--ended abruptly last year when public outrage forced the removal of the State Police Superintendent.

The outcome in New Jersey was, however, the exception rather than the rule. In fact, law enforcement agencies throughout the nation commonly use tactics that subject members of certain minority groups to closer scrutiny than others. When a police officer detains and investigates a person or group of people primarily because of their race-- absent of any information linking them to criminal activity--that officer is engaged in racial profiling.

For example, for several years, police have known that African-American gang members from New York City fly to Florida to buy cocaine. These gang members then use rental cars to transport the cocaine back to various locations in the Northeastern United States. Aware of this pattern, police officers from various agencies have adopted an enforcement approach in which they select primarily cars driven by African-American males traveling northbound on Interstate 95 to stop and search for drugs. While these stops have occasionally led to seizures of illegal drugs, they have also resulted in individuals who are not involved in illegal activity being stopped and detained.

Racial profiling is not limited to enforcement activities on the highway. An African- American actor is presently suing the City of New York following his arrest in the lobby of his apartment building. He was arrested, along with five other African-American males, during a police operation intended to arrest suspected drug dealers. The actor was placed into custody for five hours and strip searched, even though he was not in possession of any drugs or involved in any criminal activity.

If racial profiling were a matter of simple bigotry, it would be easy to condemn and ban. But law enforcement officials, including some African-American police chiefs in big cities, defend such tactics as an effective way to target their limited resources on likely lawbreakers. They maintain that profiling is based not on prejudice but probabilities--the statistical reality that young minority men are disproportionately likely to commit (and be the victim of) crimes. Citing these facts, the courts have repeatedly upheld the constitutionality of routinely using race as a criteria for selecting the targets of enforcement action.

Of course, there are situations in which police must take race or ethnicity into account to do their jobs effectively. An obvious example is when skin color is part of a description of specific suspects committing specific crimes. In addition, such descriptions help police narrow the pool of potential suspects and concentrate their enforcement efforts. Let's say that a police department has knowledge that jewelry store salespeople are being robbed. The robberies occur just after the store closes when the sales personnel are leaving work. Witnesses describe the suspects as male, Hispanic adults. Police are also told that prior to past robberies, witnesses have observed several Hispanic males seated in a car that matches the description of what is later to be determined as the suspect vehicle. Based on this scenario, a police officer would be justified in investigating a vehicle containing a group of Hispanic males parked adjacent to a jewelry store at closing time. And even though the criteria used by police to target this vehicle includes that the occupants are Hispanic, the police are not using "racial profiling." However, if police officers from this department--in an effort to stop these robberies--made it a practice to stop any and all vehicles occupied by male Hispanics, anywhere in the city, at any time, they would be engaged in racial profiling.

The well-founded belief that authorities use racial profiles to justify more intensive observation and questioning of people of color has fed escalating tensions between police and minority communities. Racial profiling has triggered widespread complaints among minority men, including many middle-class professionals, of police harassment based solely on their skin color.

Political opposition to racial profiling is mounting. President Clinton recently called the practice "morally indefensible" and ordered federal law enforcement officials to collect information on the race and sex of people they stop. Vice President Al Gore and his rival for the Democratic nomination, former Sen. Bill Bradley, have promised to ban racial profiling by federal authorities.

Progressives should press for an end to profiling on both civic and practical grounds. First, racial profiling corrodes the presumption of innocence to which all American citizens are entitled. It is always dangerous to stray from the bedrock liberal principle that individuals must be judged on their own merits, not on their class, race, ethnic background, or gender. Second, whatever gains the police may reap from profiling are overwhelmed by its costs: alienating law-abiding citizens and reinforcing the view in poor communities of the police as an occupying force rather than a common instrument for self-defense.

Moreover, police now have an alternative: new, community-based strategies buttressed by real time access to information that can help them target people who have actually committed crimes as opposed to people who happen to be members of racial or ethnic minorities. After all, profiling uses race as a proxy for criminal intent or culpability because police often lack specific information about specific individuals. Modern information systems and strong police community interaction that foster the exchange of information will ensure that police make decisions based on facts and data instead of race.

The problem with racial profiling is not that it targets "dangerous people in dangerous places." It is that it targets inaccurately and in ways that breed resentment and mistrust between the police and poor communities. What we need is the right kind of targeting, based on better information about lawbreakers and closer cooperation between the police and the community. In this paper, we propose a Third Way: replace racial profiling with new tools that will help the police to make better judgments, deploy their resources more strategically, and most important of all, enlist citizens in crime-riddled neighborhoods in their own self-defense.

Specifically, we propose strategies to:

  • Deploy information technology more effectively. We must develop and deploy information technology systems to put accurate, timely information about the location of criminal activity and the people involved in it in the hands of cops on the street, permitting them to make decisions based on data instead of race. The technology exists to dramatically improve the collection, processing, and spreading of information within the entire criminal justice system, but it has not been deployed. These same advances can make it easier for citizens to provide police with information about crime-related problems.

  • Concentrate on "hot spots." Our crime-fighting strategies should recognize and respond to the well-documented fact that crime, and especially violent crime, is heavily concentrated in certain geographic areas. The actions of police, prosecutors, parole officers --indeed, every aspect of the criminal justice system--should be coordinated and brought to bear on these crime "hot spots."

  • Focus on high-risk offenders. A relatively small number of people are responsible for a majority of crimes. As in "hot spots," we need to target the criminal justice system's full panolpy of resources on these dangerous people.

  • Improve police recruitment and training. We need to enhance the quality of our police forces with more stringent hiring standards and train officers to identify the conditions, trends, and behaviors that are true indicators of criminal activity.

    Race and Law Enforcement

    In the early part of this century, racial discrimination was codified in many state laws and the police were expected to enforce what most Americans today regard as unjust laws. Over the past three decades, there have been systematic efforts to eliminate blatant bigotry from the nation's criminal justice system. Outright discrimination is clearly much less prevalent than in the past. Nonetheless, there are still many Americans, particularly racial and ethnic minorities, who are convinced that police unfairly target them.

    Undoubtedly, there are still people in our criminal justice system who are influenced by racial or ethnic prejudice. Just as surely, some instances of profiling, or of excessive force, can be attributed to a racist outlook. When racial prejudice prevents anyone in the criminal justice system from treating all citizens in a fair and equal manner, the only solution is to remove such people from positions of public trust.

    But the routine use of racial profiling today has more to do with techniques of "modern" policing than old-fashioned bias. In the middle part of this century, police officials instituted a new model of "professional policing" in an effort to deal with corruption. Under this model, police officers were taken off the streets and placed in radio-dispatched patrol cars, controlled and monitored from a centralized location. Officers were responsible for large geographical areas and were evaluated based on such performance measures as number of arrests, number of calls for service handled, and response times. Departments became 911 driven, and officers were discouraged from forming close bonds with the community. The result: police officers became detached from the communities they served.

    Today, many police departments (even many of those that promote community- oriented policing) still emphasize random or reactive tactics. Rarely do police officers (or their supervisors) begin their day with a specific problem to solve and a defined, information-driven solution to that problem. Generally, police officers randomly drive around a loosely defined beat area, responding to calls for service, or using a set of nonspecific criteria to decide which people and cars to stop. This culture of random policing has alienated police from the communities they are charged with protecting, fostering an "us vs. them" mentality in which racial profiling and charges of racially-inspired police brutality flourish.

    The authors of this paper know from personal experience that most police officers are hard-working, decent people who are struggling to be effective with minimal resources and under difficult conditions. They are held accountable for preventing crime, but they are seldom provided up-to-date information regarding crime trends and conditions influencing crime. This operational environment requires police officers to make discretionary judgments about who to stop and when to detain people. Lacking reliable information, and sometimes training in how to establish proper "probable cause," officers often rely on "hunches" or other superficial criteria--such as a minority person traveling in "the wrong neighborhood"--to justify detaining and questioning an individual. They believe that they are making a rational decision based on their experience; that they are simply doing their job.

    Some legal and law enforcement experts argue that the use of racial profiling is an effective method of strategically addressing specific crime problems. They believe that the most effective use of their limited resources is to focus on minorities because they are statistically more likely to be involved in crime. They further argue that racial profiling is appropriate when the race of an individual is one of a number of legitimate factors used by police to decide whom to stop and question.

    Yet their core premise--that racial profiling is an effective and efficient way to catch criminals--is fatally flawed. When police use race-based profile resources, they often devote time and attention to individuals who are not involved in illegal activity- -leaving actual criminals free to continue committing crimes. Assuming that all members of a race are legitimate targets for police action because they have the same skin color as individuals engaged in criminal activity is not a sound assumption on which to base an enforcement strategy.1 The vast majority of serial killers are white. Yet no one would argue that because all white people are potentially serial killers, they should be subject to random police stops. From a law enforcement perspective, the use of race is not the most effective method for deciding whether a person may be potentially violating the law.

    Tough law enforcement does not require that the police treat some citizens unfairly. Indeed, some of the most effective community-oriented policing initiatives combine the goal of curbing crime with a commitment to treat every person with the utmost respect, regardless of the circumstances. Communities that have embraced this philosophy of policing have not only realized dramatic reductions in crime, they've also seen citizen complaints against the police plummet. San Diego, for example, has achieved a reduction in crime statistically equal to that achieved in New York City through a crime strategy based on problem solving and community mobilization. Rochester, NY, has adopted an aggressive crime reduction strategy with a commitment by the chief of police that every citizen will be treated with maximum respect. Rochester also has witnessed both a substantial reduction in crime and in citizen complaints.

    Reducing Crime and Ending Racial Profiling--A Third Way Approach

    Racial profiling is inconsistent with the basic freedoms and rights afforded in our democracy. It erodes the foundation of trust between communities and public authorities. Worst of all, it inflames racial and ethnic strife and undermines America's progress toward color-blind justice.

    Improving the relationship between minority groups and police is one of the greatest challenges confronting our criminal justice system. According to Washington, D.C., Police Chief Charles Ramsey, "Race relations between the police and the community is one of the fundamental things that we must work through and 'get right' if we are to have any hope of significant and lasting progress on stopping illegal drugs, reducing youth crime, and improving public safety." Acknowledging the gravity of this problem, U.S. Attorney General Janet Reno and police executives from throughout the country have held three recent meetings on the subject of profiling and race relations. But no clear strategy has emerged for resolving this complex issue.

    Without community support, tougher law enforcement can only go so far. If we are to make deeper inroads into crime, we must employ enforcement strategies that treat all law-abiding Americans with respect. We also must move beyond police tactics that have officers driving or walking around at random hoping to find crime, or stopping people or cars based solely on "hunches." There is growing evidence that communities can reap significant decreases in crime when police work closely with community members (business leaders, clergy and residents) to identify local conditions that breed disorder and to craft information-driven strategies to prevent crime.

    In addition to the overriding imperative of better community support, the progressive alternative to racial profiling is based on the following four key strategies:

    Use Technology to Enable the Police and Increase Citizen Participation

    Whether in an inner city neighborhood or on an interstate highway, the use of accurate and timely information allows police to identify both the location of criminal activity and the people involved in it. Information plays a key role in the identification of "hot spots" and the repeat offenders that the criminal justice system should target. If state troopers have information about specific people or vehicles involved in the transportation of illegal drugs, they will not have to rely on race or ethnic profiles.

    Advances in technology promise to significantly change the way we address crime in our cities, towns, and on our highways. The information technology revolution has improved the ability of people in the criminal justice system to collect, process, and disseminate information. Linked information systems, wireless data technology, and systems that link the community with police will provide police the critical information needed to identify trends and situations that demand law enforcement focus. Police officers can now access information and images of persons who are wanted for crimes via laptop computers in their police cars. Additionally, officers can use these same laptops to file reports and complete other administrative tasks. This allows them to stay in the field longer. Information and communication systems will link regional agencies and enable multi-agency efforts to target the locations where crimes occur and the people who commit them. The same information systems also can monitor the performance of police officers, highlighting patterns of behavior that may signal bad decision-making.

    These advances will make it easier for citizens to provide information to police regarding crime-related problems. For example, some police departments are using the Internet to enable people to file police reports and to get information regarding criminal activity in their neighborhoods. Other departments are using advanced telecommunications technology in conjunction with an easy-to-remember, non-emergency number (311) to improve the response to both emergency and non-emergency calls for service, and to create discretionary time for community-oriented policing.

    Unfortunately, the criminal justice community has been slow to exploit the full potential of the new technologies. Many agencies can't afford cutting edge technology; others have senior executives who don't grasp how technology can leverage existing criminal justice resources toward more effective policing. The federal government should launch an educational campaign to raise awareness among federal, state, and local criminal justice agencies about what new information tools are available and how they can be a "force multiplier" for police.

    Concentrate on Crime "Hot Spots"

    Research confirms what Americans instinctively understand: crime is heavily concentrated in certain geographical locations. A small number of addresses tend to generate a large amount of crime, and these addresses tend to be clustered in particular neighborhoods. Some studies have indicated that as much as 50 percent of all crime occurs at about 3 percent of addresses. For violent crime, this concentration is even more pronounced. The pattern holds true for urban, rural, and suburban settings. It is therefore crucial for law enforcement authorities and community leaders to cooperate in targeting resources on those hot spots where most crime takes place. Efforts by police and prosecutors to target hot spots should also be coordinated with other public and community agencies, such as those responsible for after school programs, housing, and drug treatment.

    Maryland Lt. Governor Kathleen Kennedy Townsend has spearheaded a statewide "HotSpots" program that should be a model for the nation. State grants initially supported 36 multi agency and community-based efforts to reclaim the neighborhoods hardest hit by crime and drugs. The state assists crime-ridden communities in developing a comprehensive strategy that includes community mobilization, community-oriented policing, community probation,2 and delinquency prevention.

    This information-driven approach has had dramatic results. HotSpot locations recorded significant decreases in serious crime that doubled both national and state averages, leading Maryland to double the number of HotSpots communities that receive state funds.3

    Focus on High-Risk Offenders

    Research also has shown that a small proportion of high-risk offenders accounts for a large proportion of crime. An exhaustive study of career criminals conducted by the National Academy of Sciences found that while half of all offenders commit more than one crime per year, 10 percent of offenders committed over 100 crimes per year. A study in Baltimore found that almost 60 percent of adults arrested are on some type of criminal justice supervision (probation and parole) at the time of their arrest.

    Incredibly, however, many police departments continue to employ crime control strategies that involve the random search for people committing crime when it is clear that the majority of crime is committed by individuals who are not only well known to the law enforcement community, but who are also under criminal justice supervision.

    Some jurisdictions have realized impressive reductions in crime by targeting these high-risk individuals. Boston, for example, quelled a severe epidemic of youth violence with a multi-faceted approach involving government and the community. The police identified violence-prone youth, who were then contacted as well by social workers, probation officers, and church leaders. These youths quickly discovered that they were being closely monitored not only by law enforcement officials, but by a caring community. Coupled with this initiative was an expanded gun enforcement effort to track down those who were selling guns to youths. The results were impressive. For two years, there were no gun related homicides committed against or by a person under the age of 18. Additionally, Boston substantially reduced its level of youth violence through these collaborative initiatives.

    A success like Boston's shows that it is not only assertive police action that can reduce disorder and violence. Community-backed approaches work better than reliance solely on police action.

    Strengthen Police Training and Accountability

    Police officers hired to protect our communities must recognize that treating citizens with respect is the highest priority of the profession. Police departments must redouble efforts to screen applicants for this ability and eliminate those who lack it. While hiring requirements should be set locally based on the specific needs of specific communities, departments across the nation are exploring residency4 and mandatory education requirements as ways to enhance the quality of their law enforcement officers.

    Many police agencies have begun requiring an associate's degree as a minimum academic credential while others require or offer signing and retention bonuses for people with bachelor's degrees. It is generally agreed that applicants with higher levels of education have better communications skills and show greater versatility in problem-solving. However, such requirements often make it difficult to recruit minority officers, since there is intense competition in the job market for minority candidates with college degrees.

    Law enforcement agencies traditionally have tended to recruit college students majoring in criminal justice or criminology. Many police agencies will also provide continuing education benefits to their officers only for criminal justice studies. To widen the pool of potential recruits, law enforcement should look also to students with a broader educational focus.

    Everywhere, the quality of police training must be dramatically improved. Law enforcement professionals must be trained to identify conditions, trends, and behaviors that are true indicators of criminal activity. They must also be trained to understand and articulate the cornerstone principles of American justice, such as the doctrine of probable cause. Police training must focus on improving the quality of decisionmaking and use of discretion. We must invest more in innovative training techniques, such as interactive software programs that present trainees with scenarios and evaluate their reactions.

    Police executives must be willing to bring minority representatives into full collaboration as they develop policies and programs aimed at lessening racial tension. Police strategies and tactics should be developed with community input, so the community is aware of what objectives are being sought and how the strategies will work. Police must not only tell the community what they are doing, but must learn what true collaboration means. Community oversight boards and federal supervision over local police focus attention on this issue but do not foster collaboration and therefore, in themselves, are not the answer. Most importantly, we must remember that this is not just a problem for police. Federal, state, and local government officials (in the legislative and executive branches) must provide the leadership, the ideas, and the commitment needed to spark a new revolution in criminal justice practices, learning from what has been successful and abandoning strategies that have failed.

    Finally, leadership matters. Racial tensions between the police and communities are low where police executives take a strong stand against discriminatory or biased actions and hold their police officers strictly accountable when they violate such strictures. Police officers will not become involved in situations that increase racial tensions if police managers make it clear that inappropriate police behavior will not be tolerated.

    Conclusion

    Today's welcome reductions in crime allow many Americans to feel safer in their communities. Yet some Americans--particularly minorities--live with fear daily, not just of crime but also of abuse at the hands of police.

    A progressive anti-crime strategy, therefore, should strive toward two key aims: reducing crime and improving relations between minority communities and the police. Fortunately, these goals are compatible and mutually reinforcing. There is simply no need for Americans to choose between greater public safety and policing methods that fail to treat all citizens with equal respect.

    It is, therefore, time to end racial profiling and replace it with information-driven strategies--enabled by the new tools of technology and grounded in strong community support--that constitute a Third Way approach to public safety for the 21st century.

    Notes

    1. A recent report released by the National Institute of Justice found that it is the social and economic status of a neighborhood, not the racial or ethnic makeup, that is a key contributor to a community's subculture of crime and violence.

    2. Community prosecution involves having prosecutors focus their activities based on the location of a crime, not the type of crime. Under community prosecution, a prosecutor will have responsibility for working with police and community members to solve problems and prosecute most arrests for crimes in that community.

    3. From July through December 1998, Baltimore City, HotSpots reported a 31 percent decrease in serious crime as compared to an 11 percent decrease citywide. Statewide, for the same period, HotSpots reported a 20 percent decrease in crime compared to a 10 percent decrease in non-HotSpots.

    4. Calls for police officers to live in the communities they police tend to reflect the desire for police officers to show greater sensitivity to community issues and concerns. However, others believe that the quality of policing is important, not where the officer resides. In addition, residency requirements make police recruitment more difficult, and are subject to various state laws that prohibit this criterion.

    John D. Cohen is director of the Progressive Policy Institute's Community Crime Fighting Project and president and CEO of PSComm, a consulting firm that advises police and other law enforcement agencies. Janet J. Lennon is an attorney in New York, an adjunct professor at Pace University, and director of the Bedford Stuyvesant Legal Services Corporation. Robert Wasserman is chairman of PSComm and a senior international law enforcement advisor to the State Department.



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